CAJ | 학술논문

本文基于DEA-Malmquist生产率指数，测算了2001~2010年中国工业行业全要素能源效率、技术进步和技术效率指数，详细考察了外商直接投资( FDI)和进口的技术溢出对工业行业能源效率的影响。本文发现这10年期间工业行业全要素能源效率实现了稳定增长，但增速变缓。水平方向上，港澳台FDI的技术溢出并不显著，但进口和非港澳台FDI显著促进了工业行业全要素能源效率增长。后向关联上，港澳台FDI的溢出效应对工业行业全要素能源效率有正向促进作用，非港澳台FDI的技术溢出则起到了恶化作用，存在西方发达国家将需要高能耗产品供应的企业部署到中国，间接转移碳排放的可能。 FDI前向关联并未产生显著的技术溢出。
본문기우DEA-Malmquist생산솔지수，측산료2001~2010년중국공업행업전요소능원효솔、기술진보화기술효솔지수，상세고찰료외상직접투자( FDI)화진구적기술일출대공업행업능원효솔적영향。본문발현저10년기간공업행업전요소능원효솔실현료은정증장，단증속변완。수평방향상，항오태FDI적기술일출병불현저，단진구화비항오태FDI현저촉진료공업행업전요소능원효솔증장。후향관련상，항오태FDI적일출효응대공업행업전요소능원효솔유정향촉진작용，비항오태FDI적기술일출칙기도료악화작용，존재서방발체국가장수요고능모산품공응적기업부서도중국，간접전이탄배방적가능。 FDI전향관련병미산생현저적기술일출。
Based on DEA Malmquist index, this paper firstly evaluated the total factor energy efficiency( TFEE) , tech-nological progress and technological efficiency of Chinese industry during 2001~2010, then analyzed the impacts of FDI and imports' spillovers on the energy efficiency of Chinese industry. We found that Chinese industry' TFEE showed a continued increase in this period, but the increment speed had become slower. FDI from Hong Kong, Macao and Taiwan (HMT) didn't show significant horizontal technology spillovers, but imports and FDI from non-HMT had positive technology spillovers on TFEE. FDI from HMT brought positive spillovers to TFEE through backward linkage, on the contrary, FDI from non-HMT deteriorated TFEE, which means that western countries may indirectly transfer CO2 emissions to China by investing firms that need energy-intensive inputs. The forward linkage didn't show significant spillovers.