武汉大学学报：哲学社会科学版
武漢大學學報：哲學社會科學版
무한대학학보：철학사회과학판
Wuhan University Journal (Philosophy & Social Sciences)
2006年
3期
331~335
,共null页
证券业 利益冲突 内部交易 商业银行 混业经营
證券業 利益遲突 內部交易 商業銀行 混業經營
증권업 이익충돌 내부교역 상업은행 혼업경영
commercial bank;stockbroker;conflict of interests;internal business
我国商业银行兼营证券业是大势所趋，混业经营所引发的利益冲突将带来一系列的问题，这必将给我国金融监管主体带来新的挑战。与此同时，我国现行金融监管的一些制度缺陷也将呈现出来。对此，从加强银行内部控制和提高外部监管两个方面提出对策，以防范和化解金融风险。
我國商業銀行兼營證券業是大勢所趨，混業經營所引髮的利益遲突將帶來一繫列的問題，這必將給我國金融鑑管主體帶來新的挑戰。與此同時，我國現行金融鑑管的一些製度缺陷也將呈現齣來。對此，從加彊銀行內部控製和提高外部鑑管兩箇方麵提齣對策，以防範和化解金融風險。
아국상업은행겸영증권업시대세소추，혼업경영소인발적이익충돌장대래일계렬적문제，저필장급아국금융감관주체대래신적도전。여차동시，아국현행금융감관적일사제도결함야장정현출래。대차，종가강은행내부공제화제고외부감관량개방면제출대책，이방범화화해금융풍험。
It is an unavoidable tendency that the commercial bank deals in negotiable securities. The mixed management resulted will cause a series of troubles which make the task of financial supervision more difficult. Against the background some drawbacks in existing rules and regulations for financial supervision may increase the probability of the happening of the financial crisis. There are some devised countermeasures from both internal and outer supervision in this paper to take precautions against and reduce financial risks.
