CAJ | 학술논문

随着经济全球化的不断深入，对外开放水平对一国或一个地区技术创新能力的影响日趋加深。本文利用1998-2007年我国30个省、市、自治区的面板数据定量分析了开放经济对我国自主创新的影响程度，结果表明贸易开放度对我国的专利申请量具有显著的正面溢出效应，尤其表现在发明专利方面，其贡献度达到了0．244％；外商直接投资（FDI）的溢出效应只有与人力资本相结合才能够实现；开放度水平对我国技术创新的影响也存在着明显的区域性特征，通过贸易所产生的技术外溢只在中部地区最为明显，而外商直接投资在三大地区的溢出效应均需要与当地的人力资本相结合才能够对技术创新起到应有的促进作用。
수착경제전구화적불단심입，대외개방수평대일국혹일개지구기술창신능력적영향일추가심。본문이용1998-2007년아국30개성、시、자치구적면판수거정량분석료개방경제대아국자주창신적영향정도，결과표명무역개방도대아국적전리신청량구유현저적정면일출효응，우기표현재발명전리방면，기공헌도체도료0．244％；외상직접투자（FDI）적일출효응지유여인력자본상결합재능구실현；개방도수평대아국기술창신적영향야존재착명현적구역성특정，통과무역소산생적기술외일지재중부지구최위명현，이외상직접투자재삼대지구적일출효응균수요여당지적인력자본상결합재능구대기술창신기도응유적촉진작용。
With the development of economic globalization, the influence of the level of open- ing up on a state＇ s or regional technological innovation ability is becoming deeper and deeper. This paper quantitatively analyzes the effect of opening level on China＇ s technological innovation by using panel data which includes 30 provinces and cities from 1998 to 2007. The regression re- suits show that the trade openness has significant positive spillover effect on the total patent applica- tions, especially on innovation patent, and the contribution is up to 0.244%; the spillover effect of FDI will take effect only through the combination with human capital. Further study reveals that this effect has remarkably regional characteristics： the technological spillover effect via trade is stron- gest only in the middle areas of China, and the spillover effect of FDI in three regions has to com- bine with human capital so as to have certain pushing power to technological innovation.