CAJ | 학술논문

文章研究分析了陕西省银行业金融机构合规风险管理中存在的问题，借鉴国际银行业合规风险管理经验，提出完善陕西省银行业金融机构合规风险管理的对策应从以下几方面入手：监管部门督促银行机构不断完善合规风险管理；完善合规风险管理监管的技术和手段；加强合规风险管理制度建设，加大合规培训力度；提高合规风险管理能力；构建浸润银行各项经营管理环节的合规文化。
문장연구분석료합서성은행업금융궤구합규풍험관리중존재적문제，차감국제은행업합규풍험관리경험，제출완선합서성은행업금융궤구합규풍험관리적대책응종이하궤방면입수：감관부문독촉은행궤구불단완선합규풍험관리；완선합규풍험관리감관적기술화수단；가강합규풍험관리제도건설，가대합규배훈력도；제고합규풍험관리능력；구건침윤은행각항경영관리배절적합규문화。
This article analyses the existing problems of the compliance risk of financial institutions in banking in- dustry in Shaanxi province. In the light of requirement of the compliance risk management of commercial banks and the supervision management institution, the international experiences, the paper shows the following countermeasures to perfect the compliance risk management： regulatoring supervise banking institutions constantly to perfect compliance risk management, establishing perfect compliance risk management system, strengthening compliance risk management system, improving compliance training to increase compliance risk management skill, and structuring the management of construction bank of infiltration of culture of compliance.