国际金融研究
國際金融研究
국제금융연구
Studies of International Finance
2011年
3期
74~82
,共null页
监管监管者 理论基础 主要机制
鑑管鑑管者 理論基礎 主要機製
감관감관자 이론기출 주요궤제
Supervision towards Supervisors; Theoretical Basis; Principal Mechanisms
本文对信息不对称条件下监管监管者的理论基础及主要机制进行了文献梳理和初步研究。首先从信息不对称条件下的委托代理问题等三个方面综述了监管监管者的理论基础,并分别分析监管监管者的六个主要机制,最后,提出区分事前、事中和事后三个阶段并且有机结合的整体机制设计。
本文對信息不對稱條件下鑑管鑑管者的理論基礎及主要機製進行瞭文獻梳理和初步研究。首先從信息不對稱條件下的委託代理問題等三箇方麵綜述瞭鑑管鑑管者的理論基礎,併分彆分析鑑管鑑管者的六箇主要機製,最後,提齣區分事前、事中和事後三箇階段併且有機結閤的整體機製設計。
본문대신식불대칭조건하감관감관자적이론기출급주요궤제진행료문헌소리화초보연구。수선종신식불대칭조건하적위탁대리문제등삼개방면종술료감관감관자적이론기출,병분별분석감관감관자적륙개주요궤제,최후,제출구분사전、사중화사후삼개계단병차유궤결합적정체궤제설계。
This paper examines the theoretical basis and the principal mechanisms of how to supervise the supervisors,based on literature review in the context of information asymmetry.The first part summarizes the relevant supervision theories from three perspectives： the principal-agent issue under asymmetric information,the target of the supervisors and the theory of capture.Further on,six major mechanisms concerning how to supervise the supervisors are analyzed.Finally,the findings in this study suggest that a good integral mechanism design should not only incorporate and differentiate the ex-ante,proceeding and ex-post supervision,but also combine these processes together.
