证券市场导报
證券市場導報
증권시장도보
Securities Market Herald
2011年
7期
27~34
,共null页
基金托管人 托管人制度 法律问题
基金託管人 託管人製度 法律問題
기금탁관인 탁관인제도 법률문제
fund custodian, trustee system, legal issues
我国基金托管人制度源于国外保管人制度,但在法律地位、独立性等方面和海外不同,并且在运行机制上也具有一定差异。实务中,我国基金托管人制度存在准入门槛高、独立性不足、投资监督性质不明、激励机制僵化等问题,有必要强化基金托管人制度,完善相应的制度建设。
我國基金託管人製度源于國外保管人製度,但在法律地位、獨立性等方麵和海外不同,併且在運行機製上也具有一定差異。實務中,我國基金託管人製度存在準入門檻高、獨立性不足、投資鑑督性質不明、激勵機製僵化等問題,有必要彊化基金託管人製度,完善相應的製度建設。
아국기금탁관인제도원우국외보관인제도,단재법률지위、독립성등방면화해외불동,병차재운행궤제상야구유일정차이。실무중,아국기금탁관인제도존재준입문함고、독립성불족、투자감독성질불명、격려궤제강화등문제,유필요강화기금탁관인제도,완선상응적제도건설。
The fund custodian system in China originated from its foreign counterparts, but it is different from them in legal status, independence and its operating mechanism. In practice, the legal system of fund custodian in China has many problems, such as high barriers to entry, lack of independence, uncertain nature of investment supervision, rigid incentives etc, and it is necessary to strengthen and improve the fund custodian system.
