CAJ | 학술논문

中国经济的国际化发展已经进入了新阶段，国际化的目标将由生产能力培育转向创新能力培育，因此基于创新知识的跨国吸收与学习是中国产业国际化发展的新目标。论文分析了作为吸收与学习发达国家创新知识的国际化渠道的传递机理，利用1986—2007年主要发达国家和中国经济数据，测算中国全要素生产率、四种国际化渠道吸收外国R＆D外溢量，实证比较了中国吸收学习发达国家R＆D外溢的四种国际化渠道效果。研究显示：进口、出口、外资和对外直接投资四种国际化渠道都是国际R＆D外溢的主要渠道；渠道规模决定了贸易的外溢效应大于投资的外溢效应；基于技术设备中间品进口促进出口的互动贸易模式决定了出口与进口作为吸收外溢的整体贸易渠道更符合实际。调整我国国际化鼓励政策，由经济增长促进目标转为吸收国际创新知识外溢和学习促进的目标，变被动吸收国际知识外溢为主动吸收与学习，这对于提高吸收国际R＆D外溢效果具有重要意义。
중국경제적국제화발전이경진입료신계단，국제화적목표장유생산능력배육전향창신능력배육，인차기우창신지식적과국흡수여학습시중국산업국제화발전적신목표。논문분석료작위흡수여학습발체국가창신지식적국제화거도적전체궤리，이용1986—2007년주요발체국가화중국경제수거，측산중국전요소생산솔、사충국제화거도흡수외국R＆D외일량，실증비교료중국흡수학습발체국가R＆D외일적사충국제화거도효과。연구현시：진구、출구、외자화대외직접투자사충국제화거도도시국제R＆D외일적주요거도；거도규모결정료무역적외일효응대우투자적외일효응；기우기술설비중간품진구촉진출구적호동무역모식결정료출구여진구작위흡수외일적정체무역거도경부합실제。조정아국국제화고려정책，유경제증장촉진목표전위흡수국제창신지식외일화학습촉진적목표，변피동흡수국제지식외일위주동흡수여학습，저대우제고흡수국제R＆D외일효과구유중요의의。
The intemationalization development of China＇ s economy has entered into a new phase. The aim of internationalization will change from the cultivation of production capacity to innovative ability. Therefore, transnational absorption and study of innovative knowledge become a new goal of internationalization development of China＇ s economy. This paper analyzes the transferring mechanism of international channel for absorbing and learning the innovative knowledge of developed countries. Based on the economic data of China and some developed countries from the year of 1986 to 2007, the paper calculates the total factor productivity of China and foreign R＆D spillovers that absorbed by four international channels. The research makes an empirical comparison of the effect of the four international channels of absorbing developed countries＇ R＆D spillovers. It＇ s indicated that the four intemational channels, namely, import, export, foreign investment and FDI, are the main channels of intemational R＆D spill- over. Secondly, the scale determines whether the spillover effect is greater than investment or not. Moreover, it＇ s more practical that import of technological equipments promoting export, which as an interactive trade pattern, determines export and import as a whole trade channel of absorbing spillovers. Adjusting our international encouragement policy and changing from passively absorbing international spillovers to an active position has great potential for enhancing the effect of absorbing intemational R＆D spillovers.