CAJ | 학술논문

自主创新对产业升级的促进作用毋庸置疑，但产业升级能否带动自主创新能力的提升？中国产业升级和自主创新能否实现携手并进？本文分析认为．产业升级可以通过微观需求拉动效应、中观地区协同效应、宏观国际贸易效应带动企业、地区、国家三个层面的自主创新。我们利用1997--2011年全国30个省份的平衡面板数据进行实证分析．研究结果表明：向第二、三产业升级能够有效带动自主创新能力提升；中国东部、中部、西部经济发展阶段的差异性导致了三大区域产业升级带动自主创新能力的差异性．东部第三产业带动自主创新的能力要强于第二产业，而中部、西部第三产业带动自主创新的能力要弱于第二产业：政府介入经济程度、开放程度、投资增长速度、外商直接投资水平等控制变量对自主创新的影响也呈现区域差异性。在政策含义方面．要将自主创新融入产业升级过程中，在产业升级中提升企业、区域和国家的自主创新能力，就应在第二、三产业中选择重点产业进行支持，并兼顾中国东部、中部、西部的区域差异性。
자주창신대산업승급적촉진작용무용치의，단산업승급능부대동자주창신능력적제승？중국산업승급화자주창신능부실현휴수병진？본문분석인위．산업승급가이통과미관수구랍동효응、중관지구협동효응、굉관국제무역효응대동기업、지구、국가삼개층면적자주창신。아문이용1997--2011년전국30개성빈적평형면판수거진행실증분석．연구결과표명：향제이、삼산업승급능구유효대동자주창신능력제승；중국동부、중부、서부경제발전계단적차이성도치료삼대구역산업승급대동자주창신능력적차이성．동부제삼산업대동자주창신적능력요강우제이산업，이중부、서부제삼산업대동자주창신적능력요약우제이산업：정부개입경제정도、개방정도、투자증장속도、외상직접투자수평등공제변량대자주창신적영향야정현구역차이성。재정책함의방면．요장자주창신융입산업승급과정중，재산업승급중제승기업、구역화국가적자주창신능력，취응재제이、삼산업중선택중점산업진행지지，병겸고중국동부、중부、서부적구역차이성。
A beyond doubt truth is independent innovation promoting effect of industrial upgrading. However, could industrial upgrading drive independent innovation ability？ Could China＇s industrial upgrading and independent innovation go forward hand in hand？ This paper thinks, the industrial upgrading can drive enterprise, regions and the country＇s independent innovation by micro demand pull effect,medium regional synergy effect and macro international trade effect. Based on the empirical research of China＇s provincial balanced panel data from 1997 to 2011, we found that the upgrading in the second and third industry drive the independent innovation ability effectively. The different stages of development among the east, middle and west led to the different abilities which industrial upgrading drive independent innovation in three regions. The ability of the third industry driving independent innovation ability surpasses that of the second industry in the east, while it is quite the contrary in the middle and west. Additionally, the study also found that the influence of those control variables, such as the role of government, the degree of open economy, the growth rate of investment, and the degree of foreign direct investment have regional difference. At the concrete countermeasures, in order to improve enterprise, regions and the country＇s capacity for independent innovation in the process of industry upgrading, we should support key industries in the second and third industry and take the regional difference into account at the same time.