科研管理
科研管理
과연관리
Science Research Management
2013年
6期
99~105
,共null页
专利产出 绩效 Malmquist指数 空间计量经济分析
專利產齣 績效 Malmquist指數 空間計量經濟分析
전리산출 적효 Malmquist지수 공간계량경제분석
patent product; efficiency; Malmquist index; spatial econometric analysis
本文在规模报酬可变情况下,采用全要素生产率分析框架,从生产理论的角度,综合考虑了纯技术效率变化、规模效率变化、技术进步和技术效率变化,并利用知识生产函数构造了可考察动态变化的DEA-Malmquist专利产出绩效指数。然后运用2000-2008年我国30个省区的社会经济面板数据对专利产出绩效进行实证分析,并采用空间计量经济方法对其区域差异性和影响因素进行综合考察。研究结果显示,中国省域专利产出绩效在总体上呈上升趋势,其分布态势表现出了明显的空间自相关性,且其中＂创新者＂主要集中在中国东部沿海地区。在全国范围内,区域经济发展水平、产业结构、城市化水平对于专利产出绩效存在明显的推动作用;而在短期内,技术市场成交额和受大专以上教育（十万人）的人力资源产出指标对于绩效水平的提升缺乏显著贡献。
本文在規模報酬可變情況下,採用全要素生產率分析框架,從生產理論的角度,綜閤攷慮瞭純技術效率變化、規模效率變化、技術進步和技術效率變化,併利用知識生產函數構造瞭可攷察動態變化的DEA-Malmquist專利產齣績效指數。然後運用2000-2008年我國30箇省區的社會經濟麵闆數據對專利產齣績效進行實證分析,併採用空間計量經濟方法對其區域差異性和影響因素進行綜閤攷察。研究結果顯示,中國省域專利產齣績效在總體上呈上升趨勢,其分佈態勢錶現齣瞭明顯的空間自相關性,且其中＂創新者＂主要集中在中國東部沿海地區。在全國範圍內,區域經濟髮展水平、產業結構、城市化水平對于專利產齣績效存在明顯的推動作用;而在短期內,技術市場成交額和受大專以上教育（十萬人）的人力資源產齣指標對于績效水平的提升缺乏顯著貢獻。
본문재규모보수가변정황하,채용전요소생산솔분석광가,종생산이론적각도,종합고필료순기술효솔변화、규모효솔변화、기술진보화기술효솔변화,병이용지식생산함수구조료가고찰동태변화적DEA-Malmquist전리산출적효지수。연후운용2000-2008년아국30개성구적사회경제면판수거대전리산출적효진행실증분석,병채용공간계량경제방법대기구역차이성화영향인소진행종합고찰。연구결과현시,중국성역전리산출적효재총체상정상승추세,기분포태세표현출료명현적공간자상관성,차기중＂창신자＂주요집중재중국동부연해지구。재전국범위내,구역경제발전수평、산업결구、성시화수평대우전리산출적효존재명현적추동작용;이재단기내,기술시장성교액화수대전이상교육（십만인）적인력자원산출지표대우적효수평적제승결핍현저공헌。
Under the assumption that scale returns are variance, the usage of Total Factor Productivity （TFP） analysis framework is introduced. From the angle of production theory, the factors of pure technical efficiency change, scale efficiency change, tech-nical change, and technical efficiency change are comprehensively considered. The knowledge production function is used to built a DEA - Malmquist index of patent output performance which could be used to detect the dynamic change of the efficiency. And then the socio -economic panel data of 30 provinces （municipalities） in China during the period of 2000 -2008 are used to con- duct an empirical analysis on patent output performance. And the spatial econometric approach is adopted to make a comprehen- sive investigation on regional differences and impact of influence factors. The empirical result shows that the efficiency of patent output maintains an upward trend and presents a distribution pattern of spatial dependence and spatial heterogeneity at the global scale, and the most of innovators concentrate in the eastern coastal area of China. Besides, it is also found that the level of re- gional economic development, the industrial structure, and the level of urbanization exert the important positive influence on the efficiency of regional patent output, meanwhile the index of transaction value in technical market and educational population re-ceiving the degree equal or above associate diploma per 100,000 persons make insignificant contributors to the efficient growth in the short tenn.
