CAJ | 학술논문

初始配额是碳交易体系中的重要环节，分配的模式和方法将影响碳交易市场的运行效率。从欧盟、美国、新西兰、澳大利亚、日本等国碳交易的经验来看，拍卖的分配模式有利于碳市场的效率，而免费分配模式更能鼓励企业参与。进一步从不同的免费分配方法来看，历史法需要的数据基础相对简单，而基准线法则可以更有效地激励节能减排绩效好的企业。由于我国开展碳交易经验不足，在碳交易体系建设的初期，免费分配为主的渐进混合模式是较为合适的选择，免费分配应以历史法为基础，同时将企业的减排绩效纳入考虑。
초시배액시탄교역체계중적중요배절，분배적모식화방법장영향탄교역시장적운행효솔。종구맹、미국、신서란、오대리아、일본등국탄교역적경험래간，박매적분배모식유리우탄시장적효솔，이면비분배모식경능고려기업삼여。진일보종불동적면비분배방법래간，역사법수요적수거기출상대간단，이기준선법칙가이경유효지격려절능감배적효호적기업。유우아국개전탄교역경험불족，재탄교역체계건설적초기，면비분배위주적점진혼합모식시교위합괄적선택，면비분배응이역사법위기출，동시장기업적감배적효납입고필。
Initial Allowances allocation is an essential tache in the carbon trading system. The allocation mode and method will have influence on the efficiency of carbon market. According to the experiences in EU, U. S. , New Zealand, Australia and Japan, the auction mode of allocation will enhance the market efficiency, while free allocation mode is superior in encour- aging enterprises＇ participation. Furthermore, among different free allocation methods, grandfathering requires relatively simple data accumulation, while benchmarking is more effective in motivating enterprises with better emissions reduction performance. Since China is lack of experiences in emissions trading, in the initial phase of establishing an emissions trading system, the gradual hybrid mode starts with mainly free allocation would be a suitable choice; and the free allocation is bet- ter to use grandfathering at first, at the same time taking the emission reduction performance of enterprises into account.