CAJ | 학술논문

本文使用2003～2011年中国大中型工业企业的面板数据，在运用动态面板模型分析环境规制对R＆D支出影响的基础上，进一步运用静态面板模型分析环境规制引致型R＆D对全要素生产率的影响。实证结果表明，环境规制越严厉，总行业的R＆D支出将增加，但环境规制引致型R＆D对总行业的全要素生产率具有不显著的正的影响；污染密集型行业的环境规制对R＆D支出存在显著的正向影响，清洁生产型行业的环境规制对R＆D支出具有显著的负的影响，但污染密集型行业环境规制引致型R＆D对全要素生产率也具有不显著的正的影响。环境规制引致型R＆D对全要素生产率未能发挥明显的促进作用的原因是总行业环境规制引致型R＆D占R＆D支出的比例较低；污染密集型行业环境规制引致型R＆D的使用效率比较低；“命令一控制”型环境规制抑制了企业技术创新的积极性。
본문사용2003～2011년중국대중형공업기업적면판수거，재운용동태면판모형분석배경규제대R＆D지출영향적기출상，진일보운용정태면판모형분석배경규제인치형R＆D대전요소생산솔적영향。실증결과표명，배경규제월엄려，총행업적R＆D지출장증가，단배경규제인치형R＆D대총행업적전요소생산솔구유불현저적정적영향；오염밀집형행업적배경규제대R＆D지출존재현저적정향영향，청길생산형행업적배경규제대R＆D지출구유현저적부적영향，단오염밀집형행업배경규제인치형R＆D대전요소생산솔야구유불현저적정적영향。배경규제인치형R＆D대전요소생산솔미능발휘명현적촉진작용적원인시총행업배경규제인치형R＆D점R＆D지출적비례교저；오염밀집형행업배경규제인치형R＆D적사용효솔비교저；“명령일공제”형배경규제억제료기업기술창신적적겁성。
By using panel data of large and medium- sized industrial enterprises during the period 2003 - 2011 in China, this paper applies a dynamic pond model for the effect of environmental regulation on R＆D expenditures, according to the smile panel model further studying the impacts of environmentally induced R＆D on total factor productivity. The enapirieal results show that stricter enviromental reg- ulailon will induce more R＆D expenditures of total industries, but there is no significantly positive impact of environmentally induced R＆D on overall industries＇ total factor productivity; there is significantly positive effect between environmental regulation and R＆D expenditures for pollution- intensive industries, a significantly negative impact for cleaner production oriented industries, but it has also no significantly positive relationship between environmentally induced R＆D and pollution- intensive industries＇ total factor productivity. Why does environ- mentally induced R＆D have an insignificant role on total factor productivity？ Firstly, overall industries＇ ratios of environmentally induced R＆D are relatively low; secondly, utility efficiency of pollution- intensive industries＇ environmentally induced R＆D is low; thirdly, com- mand and control regulation inhibits technological innovation initiative. In order to promote the effects of environmental regulation and the environmentally induced R＆D on Chinese large and medium- sized industrial enterprises＇ total factor productivity, this paper proposes the following policy recoammndailous： one is to increase overall industries＇ ratios of environmentally induced R＆D; second is to strengthen u- tility effieiency of pollution- intensive industries＇ environmentally induced R＆D; third is to develop appropriate environmental regulation regulations.