西安财经学院学报
西安財經學院學報
서안재경학원학보
Journal of Xi‘an Institute of Finance & Economics
2014年
1期
117~121
,共null页
投票权征集 公司治理 信息披露 中小股东
投票權徵集 公司治理 信息披露 中小股東
투표권정집 공사치리 신식피로 중소고동
solicitation of voting rights; corporate governance; disclosure; small and medium shareholders
投票权征集本是上市公司为防止股东大会因到会股东人数过少无法满足定足数要求,影响其决议效力而采取的措施。迄今为止,世界发达国家及地区均已建立了规范投票权征集行为的法律规则。不过,真正在公司治理实践中发挥重要作用,可称为“活法”的当数美国及我国台湾地区的投票权征集规则。而在我国大陆地区投票权征集的立法基本处于空白。因此,我国应当借鉴美国和台湾地区的立法并结合国内上市公司的具体情况来制定我国的投票权征集制度,其立法宗旨为支持中小股东发起挑战大股东的投票权征集行为并在立法上向其适度倾斜。
投票權徵集本是上市公司為防止股東大會因到會股東人數過少無法滿足定足數要求,影響其決議效力而採取的措施。迄今為止,世界髮達國傢及地區均已建立瞭規範投票權徵集行為的法律規則。不過,真正在公司治理實踐中髮揮重要作用,可稱為“活法”的噹數美國及我國檯灣地區的投票權徵集規則。而在我國大陸地區投票權徵集的立法基本處于空白。因此,我國應噹藉鑒美國和檯灣地區的立法併結閤國內上市公司的具體情況來製定我國的投票權徵集製度,其立法宗旨為支持中小股東髮起挑戰大股東的投票權徵集行為併在立法上嚮其適度傾斜。
투표권정집본시상시공사위방지고동대회인도회고동인수과소무법만족정족수요구,영향기결의효력이채취적조시。흘금위지,세계발체국가급지구균이건립료규범투표권정집행위적법률규칙。불과,진정재공사치리실천중발휘중요작용,가칭위“활법”적당수미국급아국태만지구적투표권정집규칙。이재아국대륙지구투표권정집적입법기본처우공백。인차,아국응당차감미국화태만지구적입법병결합국내상시공사적구체정황래제정아국적투표권정집제도,기입법종지위지지중소고동발기도전대고동적투표권정집행위병재입법상향기괄도경사。
Solicitation of voting rights is adopted by the listed company because the number of shareholders is unable to meet the demand of the given number. So far, the world developed countries and regions have established legislation of solicitation of voting rights. However, solicitation of voting rights in the United States and China's Taiwan region, called the "living law", actually plays an important role in corporate governance practice,voting solicitation legislation is basically a blank state in mainland of China. There- fore, China should learn from the United States and Taiwan's legislation and formulate our solicitation of voting rights according to the specific condition of the listed company. The purpose of the legislation is to support small and medium-sized shareholders challenge big shareholder by proxy solicitation behavior and moderately inclined to it in legislation.