甘肃理论学刊
甘肅理論學刊
감숙이론학간
Gansu Theory Research
2014年
1期
143~147
,共null页
证券信息 隐私权 知情权
證券信息 隱私權 知情權
증권신식 은사권 지정권
Securities Information Disclosure System~ Privacy; The right to know; Important events
随着市场与信息技术的发展,近年来,一些上市公司董事、监事、高级管理人员及实际控制人的婚变、离职、犯罪、健康问题等私人事件的发生影响到了上市公司的股票交易价格,但这些事件并未包括在我国相关法律列举必须在临时报告里公开进行信息披露的“重大事件”之中,进而对投资者的利益产生了影响.本文通过分析对此类事件进行信息披露的必要性与合规性,阐述其中股东知情权与公司高层管理人员隐私权的冲突与协调,研究有关事件中信息披露的边界划分,并提出相应的制度完善建议.
隨著市場與信息技術的髮展,近年來,一些上市公司董事、鑑事、高級管理人員及實際控製人的婚變、離職、犯罪、健康問題等私人事件的髮生影響到瞭上市公司的股票交易價格,但這些事件併未包括在我國相關法律列舉必鬚在臨時報告裏公開進行信息披露的“重大事件”之中,進而對投資者的利益產生瞭影響.本文通過分析對此類事件進行信息披露的必要性與閤規性,闡述其中股東知情權與公司高層管理人員隱私權的遲突與協調,研究有關事件中信息披露的邊界劃分,併提齣相應的製度完善建議.
수착시장여신식기술적발전,근년래,일사상시공사동사、감사、고급관리인원급실제공제인적혼변、리직、범죄、건강문제등사인사건적발생영향도료상시공사적고표교역개격,단저사사건병미포괄재아국상관법률열거필수재림시보고리공개진행신식피로적“중대사건”지중,진이대투자자적이익산생료영향.본문통과분석대차류사건진행신식피로적필요성여합규성,천술기중고동지정권여공사고층관리인원은사권적충돌여협조,연구유관사건중신식피로적변계화분,병제출상응적제도완선건의.
With the development of market and information technology, in recent years, some private affairs of listed companies＇ directors, supervisors, executives and actual controllers, such as divorce, leave, crime, and health prob-lem, influenced the share prices of the companies. However, according to the related law in China, these affairs are not included in the listed ＂important events＂ of temporary reports which has to be disclosed publicly, so they would in-fluence the benefit of investors. This paper analyses the necessity and legality of disclosing these affairs, shows the conflict and coordination between the right to know and privacy, researches the border of related informatin disclo-sure, and gives advice about the legal system.
