CAJ | 학술논문

创新已成为维持中国经济可持续增长的重要途径之一。然而，中国企业创新能力的相对低下．迫切说明深入研究影响中国企业创新能力关键因素的重要性。本文从竞争和创新关系这一经典视角出发．从微观层面研究中国情景下竞争如何影响创新及其作用机理。本文的主要发现是：中国情景下竞争和创新之间呈现显著且稳健的正向关系，这表明提高竞争可以促进中国企业创新研发活动：竞争只对民营企业创新研发活动产生激励效应．而对国有及外资企业均未产生激励作用．这表明仅在民营企业中存在逃离竞争的创新效应．反映国有企业和外资企业由于垄断地位或超国民待遇．从而导致竞争对创新内生激励作用的扭曲性。本文的研究结论还有深刻的政策含义：现阶段通过继续推进全面的市场化改革．减少垄断来提升市场竞争化程度．是促进中国企业创新能力提升的根本性制度措施。
창신이성위유지중국경제가지속증장적중요도경지일。연이，중국기업창신능력적상대저하．박절설명심입연구영향중국기업창신능력관건인소적중요성。본문종경쟁화창신관계저일경전시각출발．종미관층면연구중국정경하경쟁여하영향창신급기작용궤리。본문적주요발현시：중국정경하경쟁화창신지간정현현저차은건적정향관계，저표명제고경쟁가이촉진중국기업창신연발활동：경쟁지대민영기업창신연발활동산생격려효응．이대국유급외자기업균미산생격려작용．저표명부재민영기업중존재도리경쟁적창신효응．반영국유기업화외자기업유우롱단지위혹초국민대우．종이도치경쟁대창신내생격려작용적뉴곡성。본문적연구결론환유심각적정책함의：현계단통과계속추진전면적시장화개혁．감소롱단래제승시장경쟁화정도．시촉진중국기업창신능력제승적근본성제도조시。
Innovation has become one of the most important ways to maintain sustainable economic growth in China. It urges further research on key factors determining Chinese firms＇ innovation abilities accounting to lower level of innovation abilities. From the perspective of the relationship of competition and innovation, this paper focuses on how competition affects innovation and its mechanism. We find that： there exists significant positive relationship between competition and innovation, which indicates improving competition can promote Chinese firms＇ innovation activities. However, this effect occurs only in private enterprises, while disappears in SOEs and foreign enterprises. Using Partial Equilibrium Industry Model issued by Hashmi （2012）, we can explain internal causes of complete relationships of competition and innovation in China and other countries. This paper has vivid policy implications： only by pushing steadily market-oriented reforms,enhancing the degrees of market competition by reducing monopoly, can Chinese enterprises＇ innovation abilities get sustainably promotion.