重庆理工大学学报(社会科学版)
重慶理工大學學報(社會科學版)
중경리공대학학보(사회과학판)
Journal of Chongqing Institute of Technology
2015年
10期
1-4
,共4页
法系%国际金融法律%发展趋势
法繫%國際金融法律%髮展趨勢
법계%국제금융법률%발전추세
legal system%international financial law%development trend
在法系国际化的背景下,英美法系和大陆法系两大法系趋于融合,特别是判例与立法互动发展,在金融法领域表现尤为明显。值得注意的是,当代金融法律正处于完善过程当中,国际金融危机成为重要推动因素,相关做法对于我国具有重要启示。主要包括:提高涉案人员的违法成本,发挥法律威慑对于维护金融市场秩序的基础作用;增强市场透明度,打击欺诈行为,完善金融消费者保护机制,改善实际效果;重视监管空白地带的潜在风险,完善中央与地方的监管分工机制,完善工作组层面的监管协同机制;重视完善高风险金融活动的约束规则,并完善风险隔离机制和应急干预机制。
在法繫國際化的揹景下,英美法繫和大陸法繫兩大法繫趨于融閤,特彆是判例與立法互動髮展,在金融法領域錶現尤為明顯。值得註意的是,噹代金融法律正處于完善過程噹中,國際金融危機成為重要推動因素,相關做法對于我國具有重要啟示。主要包括:提高涉案人員的違法成本,髮揮法律威懾對于維護金融市場秩序的基礎作用;增彊市場透明度,打擊欺詐行為,完善金融消費者保護機製,改善實際效果;重視鑑管空白地帶的潛在風險,完善中央與地方的鑑管分工機製,完善工作組層麵的鑑管協同機製;重視完善高風險金融活動的約束規則,併完善風險隔離機製和應急榦預機製。
재법계국제화적배경하,영미법계화대륙법계량대법계추우융합,특별시판례여입법호동발전,재금융법영역표현우위명현。치득주의적시,당대금융법률정처우완선과정당중,국제금융위궤성위중요추동인소,상관주법대우아국구유중요계시。주요포괄:제고섭안인원적위법성본,발휘법률위섭대우유호금융시장질서적기출작용;증강시장투명도,타격기사행위,완선금융소비자보호궤제,개선실제효과;중시감관공백지대적잠재풍험,완선중앙여지방적감관분공궤제,완선공작조층면적감관협동궤제;중시완선고풍험금융활동적약속규칙,병완선풍험격리궤제화응급간예궤제。
In the legal system under the background of internationalization,the Anglo-American law system and continental law system tend to merge,especially the cases and interaction with the devel-opment of legislation,especially in the field of financial law.It is worth noting that the contemporary financial law is in perfecting process,and the international financial crisis become important driving factor,and relevant practice has important implications for our country,which mainly includes:the first is that to increase the illegal cost of the personnel involved to play a vital role for the basis of maintaining the order of the financial markets.The second is that to enhance market transparency ,to combat fraud and perfect the financial consumer protection mechanism to improve the actual effect;The third is that to emphasize on the potential risk of regulatory gap,to perfect the supervision mecha-nism of division of labor of central and local and to improve level of the working party supervision co-ordination mechanism;The fourth is that to attach great importance to improve the constraint rules of high-risk financial activities and to improve the risk isolation mechanism and emergency intervention mechanism.